AI+ Financial Advisors
Deliver Better Outcomes with AI-Powered Insights
Suitability reports faster. Fiduciary duty intact.
Your suitability reports take three hours you don't have, your review letters pile up, and you're not sure which side of the regulatory line AI sits on. The gap is governance, not tools. AI+ Financial Advisors gives you 32 ready-to-use prompt templates, the ADVISE Protocol for data classification and regulated advice boundaries, and a 30-day adoption plan. Written by AI engineering practitioners, designed for regulated advice environments.
- 32 ready-made, market-tested prompts: discovery, suitability reports, client communication, portfolio reviews, compliance documentation
- The ADVISE Protocol — six-component AI governance for client financial advice
- An accuracy-and-currency discipline for investment research where AI's training cutoff is most dangerous
- A suitability rationale workflow that respects fiduciary duty and the regulated advice line
- A 30-day plan for IFAs, employed advisers, paraplanners, or wealth-management practitioners
Practising financial advisers and financial planners — independent financial advisers (IFAs), restricted advisers, employed advisers at wealth management firms, financial planning practitioners, and financial coaches. Qualified or actively studying toward qualification (CFP, Diploma in Financial Planning, CFA, CISI, or equivalent). Not Finance Director or CFO level — the strategic finance leadership layer is served by T2-72. Not accountants doing general advisory — the accounting layer is served by T2-06.
Also for:Paraplanners supporting advice production; practice managers at IFA firms overseeing adviser teams and back-office efficiency; compliance managers at financial advice firms wanting to understand AI governance for regulated advice contexts.
- Apply AI tools to accelerate client discovery, fact-finding, and financial research across the advice process
- Use AI to draft suitability documentation, statements of advice, and client-ready financial planning reports
- Apply the ADVISE Protocol to govern AI use in client-facing financial advice contexts, including data confidentiality, suitability obligations, and regulated advice boundaries
- Use AI to prepare for client review meetings, draft client communications, and manage ongoing client relationships at scale
- Build a 30-day AI adoption plan for an independent financial advice (IFA) practice or employed adviser role
- Diagnostic
- How AI-ready are you as a financial adviser?
- Chapter 1
- State of Play: AI in Financial Advisory Right Now
- Chapter 2
- What AI Can and Cannot Do for Financial Advisers
- Chapter 3
- AI for Client Discovery and Financial Research
- Chapter 4
- AI for Suitability Assessment and Advice Preparation
- Chapter 5
- AI for Client Communication and Meeting Preparation
- Chapter 6
- Professional Obligations and the ADVISE Protocol
- Chapter 7
- AI for Portfolio Reviews and Ongoing Client Management
- Chapter 8
- Your AI-Ready Advisory Practice
- Back matter
- Skill Summary · Recommended Next Reads · Glossary · Tool Reference
Built by an AI engineering firm — for advisers whose signature certifies the advice as their own.
